Charles A. Christofilis, Attorney at Law
Providing practical guidance in compliance, legal operations, corporate governance, and regulatory representation.
How We Help Financial Innovators Move Forward
Charles A. Christofilis, Attorney at Law offers focused regulatory and compliance support for financial services firms. Services are provided on a practical, business-minded basis.
FinTech Regulatory Compliance
Charles A. Christofilis, Attorney at Law provides regulatory and compliance support to broker-dealers, investment advisers, hedge funds, and financial services startups. The firm focuses on helping clients navigate regulatory requirements, manage legal operations, and maintain effective governance frameworks.
Meet Charles A. Christofilis
Charles A. Christofilis provides regulatory and compliance support to financial services firms, with a focus on broker-dealer regulation, FINRA matters, legal operations, and corporate governance.
He works closely with clients to deliver practical guidance while helping firms meet complex regulatory obligations.
Learn more about Chuck’s background and regulatory experience, or schedule a conversation to discuss your firm’s compliance needs.
Let’s Keep In Touch
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Let’s Keep In Touch *
Timing matters in compliance.
Start the conversation early.
Contact Information
Regulatory delays and compliance missteps can slow firms down. Reach out to discuss your situation and explore how timely guidance can help you stay on track.
Email: charles@christofilis.law
Phone: (347) 638-4056
Office Address: CHRISTOFILIS LAW
11 Broadway, Suite 615
New York, NY 10004
Request a Consultation
Take the first step — send in your consultation request and expect a response within 1–2 business days.
Guidance on internal legal operations, governance structures, and regulatory readiness.